Aspek pertanggungjawaban hukum manajer investasi reksa dana kontrak investasi kolektif terhadap kerugian yang dialami oleh investor

NADZIR, Muhammad, Prof. Dr. Nindyo Pramono, S.H., M.S

2008 | Tesis | S2 Magister Hukum

Penelitian tentang Aspek Pertanggugjawaban Hukum Manajer Investasi Reksa Dana Kontrak Investasi Kolektif terhadap Kerugian yang dialami oleh Investor bertujuan untuk menjawab permasalahan, Pertama, bagaimanakah pengaturan prinsip pertanggungjawaban hukum terhadap manajer investasi yang melakukan kesalahan dalam mengelola dana investasi sehingga merugikan investor? Kedua, bagaimanakah akibat hukum bagi manajer investasi yang melakukan kesalahan dalam mengelola dana investasi sehingga merugikan investor? Ketiga, bagaimanakah pelaksanaan pertanggungjawaban hukum manajer investasi reksa dana kotrak investasi kolektif dalam hal adanya kesalahan dalam mengelola dana milik investor? Penelitian ini merupakan penelitian normatif-empiris dengan menggunakan data primer dan data sekunder. Data primer didasarkan atas pelaksanaan penegakan hukum atas kasus redemption BNI Securities oleh Badan Pengawas Pasar Modal (Bapepam), penentuan sampel data primer menggunakan metode purposive sampling. Data sekunder diperoleh dari mengumpulkan bahan hukum primer, bahan hukum sekunder dan bahan hukum tertier. Keseluruhan data dianalisis secara kualitatif dengan pendekatan normatif deskriptif analistis. Kesimpulan dari hasil penilitian ini menyebutkan bahwa pengaturan prinsip pertanggungjawaban hukum terhadap manajer investasi yang melakukan kesalahan dalam mengelola dana investasi, didasarkan atas adanya kesalahan. Sebagai akibat hukum bagi manajer investasi yang melakukan kesalahan dalam mengelola dana investasi sehingga merugikan investor adalah lahirnya tuntutan hukum dari pihak investor untuk mengganti kerugian. Adapun pelaksanaan pertanggungjawaban hukum bagi manajer investasi yang melakukan kesalahan dalam mengelola dana milik investor adalah dengan cara membayar ganti kerugian kepada investor.

This research on aspect of legal liability of collective investment contractual mutual fund investment manager for suffering a financial loss of investor is intended to seek an answer to the following questions. First, what is the principle of legal liability regulation for fund investment manager who made a mistake in managing of fund was suffered a financial loss of investor? Secondary, what is legal consequence for fund investment manager who made a mistake in managing of fund was suffered a financial loss of investor? Third, how is the implementation of legal liability by fund investment manager of collective investment contractual who made a mistake in managing of fund was suffered a financial loss of investor? This research is normative-empirical, using primary and secondary data. The primary data are based on the implementation of law enforcement on cases redemption of BNI Securities by Role of Securities and Exchanges Commission of Indonesia (Bapepam) and selected through purposive sampling. The Secondary data cover primary, secondary and tertiary legal materials. All the collected data are the analyzed qualitatively by adopting a normative, descriptive analyzes. The result of this research it is concluded that principle of legal liability for fund investment manager who made a mistake in managing of fund was suffered a financial loss by investor is based on fault. As the legal consequence for fund investment manager who made a mistake in managing of fund was suffered a financial loss by investor is presence of law indictment from investor to indemnification. There is implementation of legal liability for fund investment manager who made a mistake in managing of fund of investor by getting pay for indemnification to the investor

Kata Kunci : Pertanggungjawaban hukum,Manajer investasi,Investor reksa dana, Legal Liability, Fund Manager, Mutual Funds